-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, O5l4eYWpWDmDLJbk4cq2IzaH/Iy0VQLrf3/JBF+YSV8dJB0l8WReGYKh7wglucM4 SO9TzoGO8Gn2Pl0CfH1Elg== 0000950123-97-001308.txt : 19970222 0000950123-97-001308.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950123-97-001308 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUEENS COUNTY BANCORP INC CENTRAL INDEX KEY: 0000910073 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 061377322 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-49965 FILM NUMBER: 97533154 BUSINESS ADDRESS: STREET 1: 38-25 MAIN ST CITY: FLUSHING STATE: NY ZIP: 11354 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 38-25 MAIN STREET CITY: FLUSHING STATE: NY ZIP: 11354 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: QUEENS COUNTY SAVINGS BANK EMPLOYEE STK OWNERSHIP PLAN CENTRAL INDEX KEY: 0000941866 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 38-25 MAIN ST CITY: FLUSHING STATE: NY ZIP: 11354-5549 BUSINESS PHONE: 7183596400 MAIL ADDRESS: STREET 1: 38-25 MAIN ST CITY: FLUSHING STATE: NY ZIP: 11354 SC 13G/A 1 AMENDMENT NO. 5 TO SCHEDULE 13G 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 OMB APPROVAL -------------------------------- OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden Hours per response..... 14.90 -------------------------------- SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.5)* Queens County Bancorp, Inc. (Name of Issuer) Common Stock par value $.01 per share (Title of Class of Securities) 748242-10-4 (CUSIP Number) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall to all other provisions of the Act (however, see the Notes). SEC 1745 (2-95) Page 1 of 5 pages 2 - -------------------------------------------------------------------------------- CUSIP No. 748242-10-4 13G PAGE 2 OF 5 PAGES - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Queens County Savings Bank Employee Stock Ownership Plan IRS ID No. 11-1212640 - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / / (b) / / - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York chartered stock savings institution's employee stock benefit plan organized in New York. - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 984,387 NUMBER OF ----------------------------------------------------- SHARES 6 SHARED VOTING POWER BENEFICIALLY 388,151 OWNED BY ----------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING 1,372,538 PERSON ----------------------------------------------------- WITH 8 SHARED DISPOSITIVE POWER - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,372,538 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.99% of 7,630,103 shares of Common Stock outstanding as of December 31, 1996. - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* EP - -------------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! Page 2 of 5 pages 3 QUEENS COUNTY SAVINGS BANK EMPLOYEE STOCK OWNERSHIP PLAN SCHEDULE 13G Item 1 (a) Name of Issuer: Queens County Bancorp, Inc. Item 1 (b) Address of Issuer's Principal Executive Offices: 38-25 Main Street Flushing, New York 11354-5549 Item 2 (a) Name of Person Filing: Queens County Savings Bank Employee Stock Ownership Plan Trustee: Oppenheimer Capital Trust Company One World Financial Center New York, New York 10281-1698 Item 2 (b) Address of Principal Business Offices or, if none, Residence: 38-25 Main Street Flushing, New York 11354-5549 Item 2 (c) Citizenship: New York chartered stock savings institution's employee stock benefit plan organized in New York. Item 2 (d) Title of Class of Securities: Common Stock par value $.01 per share Item 2 (e) CUSIP Number: 748242-10-4 Item 3 The person filing this statement is an employee benefit plan which is subject to the provisions of the Employee Retirement Income Security Act of 1974. Item 4 Ownership: As of December 31, 1996, the reporting person beneficially owned 1,372,538 shares of the issuer. This number of shares represents 17.99% of the common stock, par value $.01, of the issuer, based upon 7,630,103 shares of such common stock outstanding as of December 31, 1996. As of December 31, 1996, the reporting person has sole power to vote or to direct the vote of 984,387 of the shares and shares voting power over 388,151 shares. The reporting person has the sole power to dispose or direct the disposition of 1,372,538 shares of common stock. Page 3 of 5 pages 4 Item 5 Ownership of Five Percent or Less of a Class: N/A Item 6 Ownership of More than Five Percent on Behalf of Another Person: N/A Item 7 Identification and classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: N/A Item 8 Identification and Classification of Members of the Group: N/A Item 9 Notice of Dissolution of Group: N/A Page 4 of 5 pages 5 Item 10 Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and are not acquired in connection with or as a participant in any transaction having such purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 2/7/97 (Date) /s/ Charles T. Platt -------------------- (Signature) Charles T. Platt, Senior Trust Officer (Name/Title) Page 5 of 5 pages -----END PRIVACY-ENHANCED MESSAGE-----